Investors and Regulators Working Together
The U.S. Securities and Exchange Commission, through its Office of the Investor Advocate, helps investors deal with problems and gets insights on investor behavior.
The U.S. Securities and Exchange Commission, through its Office of the Investor Advocate, helps investors deal with problems and gets insights on investor behavior.
If someone suddenly becomes wealthy, the person could suffer from “sudden wealth syndrome,” which affects an individual’s state of mind.
Artificial intelligence continues to make an impact in everyday lives. Should AI also have a say in a person’s financial decisions?
Looking ahead to 2026, studies show that inflation is a top concern for many people. Can ‘financial awareness’ help them handle financial stress and achieve peace of mind?
IRS publications like 590-B are helpful resources, but are they the final word on how the Internal Revenue Code applies to a taxpayer’s individual situation?
The FINRA Investor Education Foundation report brought to light interesting details about investors ages 18 to 34 – including how they invest and where they get their financial information.