Selected Columns

When I wrote about the suspension of required minimum distributions (RMDs) for 2020 by the CARES Act, I received a number of emails from readers who could not take advantage.

By the end of this month, investors will have available an easy way to distinguish between financial professionals, thanks to the U.S. Securities and Exchange Commission.

Are you withdrawing from your IRA or 401(k) because you must, due to “RMD” rules?

The annual RMD is not optional. It is mandated by law. And there are heavy financial penalties for failing to take the RMD on time.

Form CRS will be required to be delivered to existing and prospective customers of both broker-dealers and registered investment advisers.